Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susanna L Adler | 2937395 | 4 | 07/23/2010 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Andrew Barry Schultz | 2084168 | 7 | 07/21/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Merritt Michael Zahner | 2436270 | 1 | 07/20/2010 | Customer Dispute | Denied | $123,000.00 | $0.00 | See FINRA Report |
| Anthony Paul Catalano | 1096389 | 2 | 07/20/2010 | Customer Dispute | Settled | $267,000.00 | $0.00 | See FINRA Report |
| David Howard Beyer | 826240 | 3 | 07/13/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Lawrence Jay Kalish | 263422 | 3 | 07/12/2010 | Customer Dispute | Award / Judgment | $9,875,000.00 | $5,975,000.00 | See FINRA Report |
| Stephen Jay Taft | 1927300 | 3 | 07/08/2010 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| John Lawrence Alex | 2020710 | 3 | 07/08/2010 | Customer Dispute | Settled | $155,602.00 | $0.00 | See FINRA Report |
| Jonathan Scott Leopold | 1729492 | 4 | 07/02/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Christopher David Guarino | 2068561 | 3 | 06/30/2010 | Customer Dispute | Denied | $472,925.00 | $0.00 | See FINRA Report |