Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nora Scott Buscema | 4059273 | 2 | 08/02/2010 | Customer Dispute | Closed-No Action | $95,000.00 | $0.00 | See FINRA Report |
| Marvin Hunter McIntyre | 328470 | 2 | 08/02/2010 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Adam Jason Fechter | 2084111 | 2 | 08/02/2010 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Martin L Calvert | 2067901 | 2 | 08/02/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brian Patrick Mahoney | 2384226 | 1 | 08/02/2010 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| James Michael Molinaro | 827834 | 5 | 07/30/2010 | Customer Dispute | Settled | $63,000.00 | $0.00 | See FINRA Report |
| James Michael Molinaro | 827834 | 5 | 07/30/2010 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Barber Iverson | 2815547 | 1 | 07/29/2010 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Scott Arthur Gerde | 1437689 | 3 | 07/28/2010 | Customer Dispute | Denied | $15,303.10 | $0.00 | See FINRA Report |
| Susan T Riley | 1026913 | 1 | 07/27/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |