Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kent Alan Akins | 1445372 | 1 | 08/17/2010 | Customer Dispute | Award / Judgment | $600,000.00 | $0.00 | See FINRA Report |
| Dan Patrick Hoffmann | 2807198 | 1 | 08/17/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daren Foster Epley | 2396525 | 1 | 08/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Luis Fernando Rivadeneira | 4169732 | 2 | 08/11/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Brett Gershon | 2004320 | 1 | 08/10/2010 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| David Lowry | 2145937 | 2 | 08/09/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Glenn Graepel | 2435511 | 2 | 08/09/2010 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Bruce Eric Lord | 1577574 | 1 | 08/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry M Cohen | 2965213 | 3 | 08/06/2010 | Customer Dispute | Denied | $5,617.00 | $0.00 | See FINRA Report |
| Michael Joseph Dimenna | 1312213 | 1 | 08/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |