Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark R Decunha | 4568018 | 3 | 08/31/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Juan Patricio Conway | 4604616 | 1 | 08/27/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Holly Anna Tilford | 2845106 | 1 | 08/26/2010 | Customer Dispute | Settled | $45,734.00 | $0.00 | See FINRA Report |
| Micah Thomas Shields | 4674980 | 1 | 08/25/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Harry Douvadjian | 1506869 | 4 | 08/25/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott J Mosberg | 3140572 | 1 | 08/24/2010 | Customer Dispute | Award / Judgment | $4,000,000.00 | $2,752,050.00 | See FINRA Report |
| William Strange Hunt | 4468571 | 1 | 08/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aldo Ceaser Busot | 811212 | 1 | 08/23/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Michael Dillingham | 1715046 | 2 | 08/19/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert William Harvie | 2101420 | 2 | 08/17/2010 | Customer Dispute | Award / Judgment | $600,000.00 | $0.00 | See FINRA Report |