Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edmond M Smith | 2675661 | 2 | 09/14/2010 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Bradley J Adams | 4338504 | 6 | 09/13/2010 | Customer Dispute | Denied | $15,625.00 | $0.00 | See FINRA Report |
| Robert James Mastrosimone | 2767741 | 5 | 09/13/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Tiffany A Adams | 3207183 | 3 | 09/13/2010 | Customer Dispute | Denied | $15,625.00 | $0.00 | See FINRA Report |
| Andrew Paul Devito | 2716781 | 5 | 09/08/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John James McLaughlin | 3140624 | 3 | 09/07/2010 | Customer Dispute | Settled | $1,960,000.00 | $0.00 | See FINRA Report |
| Paul F Torrisi | 3117126 | 1 | 09/07/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Timpone | 1904755 | 1 | 09/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Avron Paul Lesser | 1393835 | 2 | 09/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Wayne Anderson | 4783763 | 7 | 08/31/2010 | Customer Dispute | Settled | $2,175,000.00 | $0.00 | See FINRA Report |