Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Efthimios I Emmanouilidis | 1114782 | 15 | 10/18/2010 | Customer Dispute | Settled | $31,847.10 | $0.00 | See FINRA Report |
| Efthimios I Emmanouilidis | 1114782 | 15 | 10/15/2010 | Customer Dispute | Settled | $24,481.20 | $0.00 | See FINRA Report |
| Matthew James McDowell | 4721606 | 1 | 10/12/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curt A Green | 1684353 | 2 | 10/05/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Farrell Vender | 1207704 | 3 | 09/24/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Richard Stephen Marcatos | 2667054 | 2 | 09/24/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Susan Weiss Lubar | 1009656 | 1 | 09/21/2010 | Customer Dispute | Settled | $569,848.00 | $0.00 | See FINRA Report |
| Nora Scott Buscema | 4059273 | 2 | 09/17/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Parris Young | 2989331 | 1 | 09/17/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dennis Mitchell Schwary | 416515 | 8 | 09/14/2010 | Customer Dispute | Settled | $484,889.00 | $0.00 | See FINRA Report |