Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Joseph Kelp | 1496062 | 1 | 10/26/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul J Murray | 806112 | 3 | 10/25/2010 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Efthimios I Emmanouilidis | 1114782 | 15 | 10/25/2010 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| James Clyde Hansberger | 600817 | 2 | 10/25/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Peter Dretler | 1065844 | 2 | 10/21/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Keith Bradley Smithers | 1550024 | 2 | 10/19/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Aris Dertouzos | 4025638 | 2 | 10/19/2010 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Barry John Guariglia | 1198059 | 3 | 10/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Miller | 2789668 | 2 | 10/18/2010 | Customer Dispute | Settled | $212,000.00 | $0.00 | See FINRA Report |
| Efthimios I Emmanouilidis | 1114782 | 15 | 10/18/2010 | Customer Dispute | Settled | $34,019.80 | $0.00 | See FINRA Report |