Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Thomas Flacco | 1403768 | 7 | 11/24/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Stafford McClure | 4154456 | 1 | 11/22/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Bonomo | 5418385 | 2 | 11/19/2010 | Customer Dispute | Denied | $17,500.00 | $0.00 | See FINRA Report |
| Carlos Alberto Araguas | 4456343 | 3 | 11/18/2010 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Steven Michael Pompan | 4141132 | 2 | 11/16/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Andrea Levy Steinacker | 1276350 | 1 | 11/15/2010 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Kevin John Curry | 3276473 | 4 | 11/10/2010 | Customer Dispute | Settled | $10,728.00 | $0.00 | See FINRA Report |
| Efthimios I Emmanouilidis | 1114782 | 15 | 11/08/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Donald Henry Espenan | 1697393 | 2 | 11/05/2010 | Customer Dispute | Settled | $382,762.00 | $0.00 | See FINRA Report |
| David Edison Cundey | 2115657 | 1 | 10/29/2010 | Customer Dispute | Denied | $17,950,000.00 | $0.00 | See FINRA Report |