Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Jay Dunayer | 1538383 | 5 | 12/21/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Duncan Joseph McInnes | 3048271 | 1 | 12/16/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Charles Roger Corley | 1873369 | 2 | 12/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Harold Jonah | 1230658 | 4 | 12/07/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Matthew Wayne Anderson | 4783763 | 7 | 12/06/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Michael Engle Peacock | 1720299 | 4 | 12/01/2010 | Customer Dispute | Settled | $153,580.00 | $0.00 | See FINRA Report |
| Harsh B Jayaswal | 5132334 | 4 | 11/30/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Patrick McCarthy | 1268256 | 4 | 11/30/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Efthimios I Emmanouilidis | 1114782 | 15 | 11/29/2010 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Efthimios I Emmanouilidis | 1114782 | 15 | 11/29/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |