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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,221-1,230 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Gerrard Wilson Weigold2791695102/22/2011Customer DisputeSettled$60,000.00$0.00See FINRA Report
Jeremiah Anthony Davis5225406102/18/2011Customer DisputeDenied$170,940.00$0.00See FINRA Report
Nikolai Taylor2510427402/14/2011Customer DisputeSettled$25,000.00$0.00See FINRA Report
Richard Aaron Lybarger2362336202/14/2011Customer DisputeDenied$0.00$0.00See FINRA Report
Mark Walter Wells3053517602/08/2011Customer DisputeDenied$8,792.00$0.00See FINRA Report
Ernie William Zack2242635202/08/2011Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Rubinstein1272917202/03/2011Customer DisputeSettled$31,950.00$0.00See FINRA Report
Ray Garnica4322458102/03/2011Customer DisputeClosed-No Action$4,000,000.00$0.00See FINRA Report
Josef Runes Najar3245720101/28/2011Customer DisputeSettled$19,000,000.00$0.00See FINRA Report
George John Miller703710101/26/2011Customer DisputeDenied$0.00$0.00See FINRA Report

4,993 Results

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