Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Warren North | 3157677 | 1 | 04/11/2011 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Russell Alan Stark | 1310856 | 3 | 04/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard L Sholty | 1396531 | 4 | 04/05/2011 | Customer Dispute | Settled | $583,000.00 | $0.00 | See FINRA Report |
| Michelle L Vartanian | 1030616 | 1 | 04/04/2011 | Customer Dispute | Denied | $115,000.00 | $0.00 | See FINRA Report |
| James Michael Molinaro | 827834 | 5 | 04/01/2011 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Louis William Silva | 2172355 | 1 | 03/31/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Stanley Derisio | 1808153 | 2 | 03/28/2011 | Customer Dispute | Settled | $2,050,000.00 | $0.00 | See FINRA Report |
| Kevin Allen Johnson | 4237715 | 3 | 03/28/2011 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Colin Michael Rosenberg | 2438239 | 3 | 03/28/2011 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Mark Walter Wells | 3053517 | 6 | 03/28/2011 | Customer Dispute | Denied | $9,854.08 | $0.00 | See FINRA Report |