Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carin Ann Bellack | 4823713 | 1 | 05/02/2011 | Customer Dispute | Settled | $11,159.10 | $0.00 | See FINRA Report |
| James Howard Stern | 2352867 | 1 | 04/29/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Alan Shorr | 1148482 | 3 | 04/28/2011 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| David John Grudkowski | 2243296 | 1 | 04/20/2011 | Customer Dispute | Settled | $367,640.00 | $0.00 | See FINRA Report |
| Judith Fay Hall | 2156082 | 2 | 04/20/2011 | Customer Dispute | Dismissed | $66,297.00 | $0.00 | See FINRA Report |
| Edward A Thomasco | 2086787 | 3 | 04/18/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Thomas Skalet | 2137967 | 1 | 04/15/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brenton Tyler Purcell | 5301115 | 3 | 04/13/2011 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Gino Jose Gonzalez | 4370768 | 1 | 04/13/2011 | Customer Dispute | Settled | $115,180.00 | $0.00 | See FINRA Report |
| John Vincent Keane | 2748584 | 3 | 04/11/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |