Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kom Chris Ngoy | 2801102 | 4 | 05/31/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin Pierce Archer | 2913138 | 2 | 05/31/2011 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| John W Tucker | 4802239 | 1 | 05/26/2011 | Customer Dispute | Settled | $62,530.00 | $0.00 | See FINRA Report |
| Kevin David McCarty | 1487495 | 1 | 05/19/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erik Kristian Tappin | 2752579 | 1 | 05/17/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Banjamin Price | 2521851 | 2 | 05/12/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carlos Alberto Vasquez | 5020736 | 2 | 05/11/2011 | Customer Dispute | Settled | $10,200.00 | $0.00 | See FINRA Report |
| Gregory Howard Ewing | 2178164 | 1 | 05/11/2011 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Matthew Michael Becker | 2528073 | 4 | 05/05/2011 | Customer Dispute | Award / Judgment | $21,000.00 | $0.00 | See FINRA Report |
| Edward Joseph May | 1980440 | 2 | 05/03/2011 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |