Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William John Anderson | 2121177 | 1 | 06/21/2011 | Customer Dispute | Settled | $4,400,000.00 | $0.00 | See FINRA Report |
| Annette Louise Schiavone | 4815949 | 1 | 06/21/2011 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Matthew Beard Lord | 2293827 | 5 | 06/20/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Lupia | 1379970 | 3 | 06/13/2011 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| John Matthew Bankhead | 2129638 | 5 | 06/08/2011 | Customer Dispute | Denied | $240,000.00 | $0.00 | See FINRA Report |
| Sergio John Lazzara | 2276239 | 1 | 06/04/2011 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Bradley Andrew Marks | 4541579 | 2 | 06/02/2011 | Customer Dispute | Denied | $108,864.00 | $0.00 | See FINRA Report |
| Aaron Edelman | 1283876 | 3 | 06/02/2011 | Customer Dispute | Denied | $108,864.00 | $0.00 | See FINRA Report |
| Joseph Charles Serrato | 2458277 | 4 | 06/02/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Alan Joffe | 4244833 | 1 | 05/31/2011 | Customer Dispute | Settled | $1,750,000.00 | $0.00 | See FINRA Report |