Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Anthony Garruzzo | 2525113 | 6 | 07/29/2011 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Shams Deitrick | 4090122 | 3 | 07/25/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Leonard Stahley | 4164710 | 1 | 07/22/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jesse Walton | 4219527 | 3 | 07/22/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Richard Bernstein | 20047 | 2 | 07/20/2011 | Customer Dispute | Settled | $440,000.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 07/19/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nance Amelia Cunard | 1032481 | 1 | 07/13/2011 | Customer Dispute | Denied | $5,292.00 | $0.00 | See FINRA Report |
| David Walter Fenning | 1005307 | 5 | 07/12/2011 | Customer Dispute | Settled | $77,800.00 | $0.00 | See FINRA Report |
| Joseph C Adornato | 2380973 | 2 | 07/11/2011 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Terry Lee Hogan | 1024749 | 1 | 07/07/2011 | Customer Dispute | Denied | $13,600.00 | $0.00 | See FINRA Report |