Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lebbeus Woods | 2471313 | 1 | 08/09/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy Eric Stotz | 2749939 | 2 | 08/09/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Adam McConnell | 4387128 | 1 | 08/08/2011 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Robert Weilt Sitton | 722902 | 3 | 08/05/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Robert Monahan | 1698043 | 1 | 08/04/2011 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Gretchen Frank Carey | 2838235 | 1 | 08/04/2011 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Gordon H Hamilton | 1685613 | 3 | 08/04/2011 | Customer Dispute | Final | $692,984.00 | $0.00 | See FINRA Report |
| Peter J Stocker | 2165535 | 2 | 07/29/2011 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Oscar Enrique Hurtado | 1956674 | 2 | 07/29/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Oscar Enrique Hurtado | 1956674 | 2 | 07/29/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |