Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| A Lee Morris | 716848 | 2 | 08/26/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Wayne Anderson | 4783763 | 7 | 08/25/2011 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Deborah Johnston Denooy | 1526393 | 3 | 08/25/2011 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Richard Scott Zinman | 1212093 | 2 | 08/25/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Francis Moffitt Traynor | 449006 | 3 | 08/19/2011 | Customer Dispute | Withdrawn | $1,100,000.00 | $0.00 | See FINRA Report |
| Anthony James Montgomery | 4769527 | 1 | 08/16/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Matthew Koch | 2088816 | 1 | 08/16/2011 | Customer Dispute | Settled | $28,426.20 | $0.00 | See FINRA Report |
| Kenneth Orr Robison | 2414684 | 2 | 08/15/2011 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
| Rodolfo Garza-Fernandez | 5392071 | 2 | 08/11/2011 | Customer Dispute | Denied | $65,273.90 | $0.00 | See FINRA Report |
| Bryan Dean Welbaum | 1248575 | 2 | 08/09/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |