Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley J Adams | 4338504 | 6 | 09/27/2011 | Customer Dispute | Settled | $16,700.20 | $0.00 | See FINRA Report |
| Darryl Hun-Kien Ng | 4680129 | 1 | 09/27/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christine Noelle Cote | 862222 | 3 | 09/26/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Daniel M Holzer | 2889943 | 2 | 09/23/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert J Hanes | 2356898 | 4 | 09/22/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Amy Loyd Cook | 4667440 | 2 | 09/21/2011 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| James Richard Sophia | 3222645 | 5 | 09/20/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brenton Tyler Purcell | 5301115 | 3 | 09/09/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Lee Alexander | 5380810 | 1 | 09/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan Philip Torop | 4010237 | 1 | 09/01/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |