Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Paul Berman | 2241879 | 1 | 11/03/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Ray Thompson | 1948461 | 1 | 10/26/2011 | Customer Dispute | Denied | $69,860.00 | $0.00 | See FINRA Report |
| Paul David Annunziato | 2235004 | 1 | 10/21/2011 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |
| Murray Snow | 1810409 | 1 | 10/21/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Maurice Maniscalco | 2342727 | 1 | 10/21/2011 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |
| Olga Ryzowy | 4306571 | 1 | 10/20/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paolo Bagnato | 2281309 | 1 | 10/14/2011 | Customer Dispute | Settled | $593,829.00 | $0.00 | See FINRA Report |
| Terrell Jimmy Williams | 1224264 | 2 | 10/13/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven J Evanchik | 5117488 | 1 | 10/12/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nancy Surgener | 1321977 | 1 | 10/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |