Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mauricio Ramon Diez | 1449515 | 3 | 11/29/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Jason Bentley | 4376841 | 2 | 11/29/2011 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Adriano Batista Conrado | 4184304 | 1 | 11/28/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Anthony Oldani | 2213246 | 1 | 11/23/2011 | Customer Dispute | Withdrawn | $76,063.00 | $0.00 | See FINRA Report |
| Efthimios I Emmanouilidis | 1114782 | 15 | 11/21/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Anthony Walla | 1199904 | 2 | 11/18/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michelle Parretti | 2351530 | 3 | 11/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brenton Kyle Daughdrill | 5535766 | 1 | 11/10/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Gene Sperlinga | 2471775 | 10 | 11/04/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gabriel Aguirre | 4445351 | 1 | 11/03/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |