Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Lee Klein | 2799826 | 1 | 12/19/2011 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Celeste Dinerman | 2942377 | 4 | 12/16/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Todd McDowell | 1543496 | 2 | 12/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Bowen Heintz | 2644781 | 2 | 12/12/2011 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Robert Paul Dobos-Bubno | 2594894 | 2 | 12/12/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Evelyn D Mattos | 3125032 | 1 | 12/06/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Colleen Wright | 1023579 | 2 | 12/05/2011 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Enrique Vila | 3113492 | 3 | 12/05/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Claude Britt | 4523267 | 1 | 12/02/2011 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Christopher John Tisi | 4025320 | 1 | 12/01/2011 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |