Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lydia Michelle Hopps | 2814712 | 2 | 01/19/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Raya Sciarra | 5060697 | 1 | 01/18/2012 | Customer Dispute | Denied | $6,400.00 | $0.00 | See FINRA Report |
| Brian Joseph Smith | 4509318 | 1 | 01/13/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Walton Curtis Robinson | 1760196 | 1 | 01/06/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John I Snyder | 1018046 | 2 | 01/04/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Asif Ali | 3254349 | 2 | 01/03/2012 | Customer Dispute | Settled | $342,000.00 | $0.00 | See FINRA Report |
| James Ray Cotto | 1663495 | 7 | 12/28/2011 | Customer Dispute | Final | $10,000,000.00 | $0.00 | See FINRA Report |
| Mauricio Ramon Diez | 1449515 | 3 | 12/27/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Joseph Deluca | 2270324 | 2 | 12/22/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terrell Jimmy Williams | 1224264 | 2 | 12/20/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |