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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 101-110 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ariel Krystine Santana6469282407/06/2023Customer DisputeDenied$104,919.00$0.00See FINRA Report
Timothy J Brennan2156660107/05/2023Customer DisputeSettled$0.00$0.00See FINRA Report
Sean Patrick Brennan2915933107/05/2023Customer DisputeSettled$0.00$0.00See FINRA Report
Edward Brendan Siegler2122134107/03/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Brian M Currie4795397206/28/2023Customer DisputePending$70,283.30$0.00See FINRA Report
Melinda Kathaleen Beier3166063106/23/2023Customer DisputeDenied$32,382.70$0.00See FINRA Report
Chris Andrew Moyseos5584290106/22/2023Customer DisputePending$585,000.00$0.00See FINRA Report
Alfred Richard Bozzo1403968106/21/2023Customer DisputePending$0.00$0.00See FINRA Report
Maury Edward Lomax4389255206/21/2023Customer DisputePending$1,000,000.00$0.00See FINRA Report
Damon Channing Stewart1794614206/20/2023Customer DisputePending$1,667,000.00$0.00See FINRA Report

4,993 Results

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