Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Glenn Clark | 3186309 | 2 | 02/23/2012 | Customer Dispute | Final | $2,490,000.00 | $0.00 | See FINRA Report |
| Virginia Ann Wisely | 4041764 | 1 | 02/23/2012 | Customer Dispute | Final | $2,490,000.00 | $0.00 | See FINRA Report |
| Todd C Gray | 2300742 | 3 | 02/22/2012 | Customer Dispute | Denied | $49,521.70 | $0.00 | See FINRA Report |
| Miguel Angel Posada | 4531939 | 3 | 02/21/2012 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Kevin Patrick Ebel | 4710142 | 1 | 02/17/2012 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Noel K Yameogo | 1467347 | 1 | 02/16/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Howard Davis | 1264575 | 6 | 02/10/2012 | Customer Dispute | Settled | $6,466,910.00 | $0.00 | See FINRA Report |
| Henry Steven Cooperman | 734785 | 4 | 02/10/2012 | Customer Dispute | Final | $70,800.00 | $0.00 | See FINRA Report |
| James Dunegan Harris | 833083 | 2 | 02/08/2012 | Customer Dispute | Closed-No Action | $318,425.00 | $0.00 | See FINRA Report |
| Charles Dewey Riggs | 4702513 | 1 | 01/27/2012 | Customer Dispute | Closed-No Action | $88,358.50 | $0.00 | See FINRA Report |