Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Henry James Danzig | 4154175 | 2 | 03/19/2012 | Customer Dispute | Denied | $1,500,000.00 | $0.00 | See FINRA Report |
John Eric Kiffel | 1356955 | 2 | 03/19/2012 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Joseph Boyd Cartier | 4999981 | 1 | 03/18/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Frederick Frye Walker | 4190950 | 1 | 03/18/2012 | Customer Dispute | Award / Judgment | $25,554.20 | $25,704.20 | See FINRA Report |
Bryan Keith Banning | 1398012 | 3 | 03/16/2012 | Customer Dispute | Denied | $37,721.40 | $0.00 | See FINRA Report |
Anthony Edward Dacruz | 1259435 | 3 | 03/13/2012 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
Edward John Buecker | 2927581 | 4 | 03/12/2012 | Customer Dispute | Award / Judgment | $21,000.00 | $15,061.00 | See FINRA Report |
Christian Vladimirovich Cherniak | 2437501 | 4 | 03/12/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Al Barron | 1356655 | 3 | 02/24/2012 | Customer Dispute | Settled | $17,953.00 | $0.00 | See FINRA Report |
Tabb Michael Wile | 2371460 | 2 | 02/23/2012 | Customer Dispute | Final | $2,490,000.00 | $0.00 | See FINRA Report |