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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,071-1,080 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Henry James Danzig4154175203/19/2012Customer DisputeDenied$1,500,000.00$0.00See FINRA Report
John Eric Kiffel1356955203/19/2012Customer DisputeSettled$300,000.00$0.00See FINRA Report
Joseph Boyd Cartier4999981103/18/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Frederick Frye Walker4190950103/18/2012Customer DisputeAward / Judgment$25,554.20$25,704.20See FINRA Report
Bryan Keith Banning1398012303/16/2012Customer DisputeDenied$37,721.40$0.00See FINRA Report
Anthony Edward Dacruz1259435303/13/2012Customer DisputeDenied$45,000.00$0.00See FINRA Report
Edward John Buecker2927581403/12/2012Customer DisputeAward / Judgment$21,000.00$15,061.00See FINRA Report
Christian Vladimirovich Cherniak2437501403/12/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Al Barron1356655302/24/2012Customer DisputeSettled$17,953.00$0.00See FINRA Report
Tabb Michael Wile2371460202/23/2012Customer DisputeFinal$2,490,000.00$0.00See FINRA Report

4,993 Results

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