Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jyoti Sharma | 5008543 | 1 | 04/24/2012 | Customer Dispute | Denied | $6,300.00 | $0.00 | See FINRA Report |
| Eric Timothy Kapla | 5206708 | 2 | 04/17/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jennifer Bowen Heintz | 2644781 | 2 | 04/13/2012 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Bradley A Hess | 2312147 | 1 | 04/12/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard Stewart Harrow | 732887 | 4 | 04/12/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Wykes | 3045914 | 1 | 04/03/2012 | Customer Dispute | Withdrawn | $249,000.00 | $0.00 | See FINRA Report |
| Christine Noelle Cote | 862222 | 3 | 04/02/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Philip Andrew Tynan | 1533361 | 4 | 03/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Lawrence Alex | 2020710 | 3 | 03/23/2012 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jason Andrew Parks | 2668784 | 1 | 03/21/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |