Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick Hugghins | 4650610 | 1 | 05/29/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Tritsch | 1803673 | 2 | 05/29/2012 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| George Hayes Littrell | 2343900 | 2 | 05/25/2012 | Customer Dispute | Settled | $13,018.00 | $0.00 | See FINRA Report |
| Olga Nobrega Pereira | 3047517 | 2 | 05/22/2012 | Customer Dispute | Denied | $18,460.00 | $0.00 | See FINRA Report |
| Michael Zalkind | 2974158 | 3 | 05/21/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Gregory Thomas Miller | 5390510 | 2 | 05/18/2012 | Customer Dispute | Denied | $11,576.80 | $0.00 | See FINRA Report |
| Christina Chiang Chou | 3004413 | 2 | 05/17/2012 | Customer Dispute | Settled | $1,325,650.00 | $0.00 | See FINRA Report |
| George David Stanley | 1018689 | 3 | 05/11/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mary K Curry | 4336720 | 1 | 05/09/2012 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jason Craig Henderson | 2372806 | 1 | 04/27/2012 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |