Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Rocco Colli | 2398062 | 12 | 06/18/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Kitevski | 2117175 | 2 | 06/15/2012 | Customer Dispute | Settled | $165,600.00 | $0.00 | See FINRA Report |
| Jonathan Richard Oconnell | 4424561 | 1 | 06/14/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tim Eric Dippold | 2648934 | 1 | 06/13/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Joel Brewster | 1017759 | 2 | 06/13/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| J A Grice | 1042154 | 1 | 06/11/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kimberly Lynn Koenig | 1498518 | 1 | 06/11/2012 | Customer Dispute | Denied | $21,233.00 | $0.00 | See FINRA Report |
| Stephen Arthur Hord | 4061742 | 1 | 06/11/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Scott Alan Altemose | 2513396 | 1 | 06/11/2012 | Customer Dispute | Closed-No Action | $225,000.00 | $0.00 | See FINRA Report |
| Bernard Fisher Sandler | 1380369 | 5 | 05/30/2012 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |