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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,031-1,040 out of 4,993 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Ross Searcy2264199507/23/2012Customer DisputeSettled$0.00$0.00See FINRA Report
Barry Fred Manko4369742107/12/2012Customer DisputeDenied$0.00$0.00See FINRA Report
John Calandro712706107/10/2012Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Kevin Calandro1459109507/10/2012Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Dean Thomas Schockling2430537107/05/2012Customer DisputeSettled$96,000.00$0.00See FINRA Report
Bernard Fisher Sandler1380369506/28/2012Customer DisputeDenied$630,000.00$0.00See FINRA Report
Jason Randolph Crowder3194005106/26/2012Customer DisputeSettled$128,000.00$0.00See FINRA Report
Christopher Michael Berzon3029346106/25/2012Customer DisputeDenied$7,000.00$0.00See FINRA Report
Curtis Andrew Ter Kuile2342591606/22/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Bradley J Adams4338504606/20/2012Customer DisputeDenied$5,912.69$0.00See FINRA Report

4,993 Results

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