Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Ross Searcy | 2264199 | 5 | 07/23/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Barry Fred Manko | 4369742 | 1 | 07/12/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
John Calandro | 712706 | 1 | 07/10/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Kevin Calandro | 1459109 | 5 | 07/10/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Dean Thomas Schockling | 2430537 | 1 | 07/05/2012 | Customer Dispute | Settled | $96,000.00 | $0.00 | See FINRA Report |
Bernard Fisher Sandler | 1380369 | 5 | 06/28/2012 | Customer Dispute | Denied | $630,000.00 | $0.00 | See FINRA Report |
Jason Randolph Crowder | 3194005 | 1 | 06/26/2012 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |
Christopher Michael Berzon | 3029346 | 1 | 06/25/2012 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
Curtis Andrew Ter Kuile | 2342591 | 6 | 06/22/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Bradley J Adams | 4338504 | 6 | 06/20/2012 | Customer Dispute | Denied | $5,912.69 | $0.00 | See FINRA Report |