Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rafael Alberto Gonzalez | 2096117 | 17 | 08/08/2012 | Customer Dispute | Denied | $29,939.40 | $0.00 | See FINRA Report |
| Alexander Emanuel Fernandez | 1552172 | 2 | 08/08/2012 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Albert Dishner | 1912362 | 5 | 08/07/2012 | Customer Dispute | Denied | $354,000.00 | $0.00 | See FINRA Report |
| Fortun S Azose | 2363898 | 2 | 08/07/2012 | Customer Dispute | Settled | $54,000.00 | $0.00 | See FINRA Report |
| Jose L Cetale | 2311188 | 2 | 08/03/2012 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Kevin Eugene Neville | 1617499 | 2 | 08/01/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Anthony Jordan | 2814292 | 3 | 07/31/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Anthony Jordan | 2814292 | 3 | 07/30/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Bernard Bertero | 3126691 | 2 | 07/30/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Oscar B Cantu | 5242533 | 1 | 07/27/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |