Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Caruso | 1816452 | 3 | 09/13/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harsh B Jayaswal | 5132334 | 4 | 09/04/2012 | Customer Dispute | Closed-No Action | $492,674.00 | $0.00 | See FINRA Report |
| Mark Allen Miller | 2789668 | 2 | 09/04/2012 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Benjamin Elie Aslan | 2920808 | 2 | 08/30/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Lyon Chase | 1023130 | 2 | 08/29/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aaron Edelman | 1283876 | 3 | 08/29/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Calvin Oberg | 3247379 | 1 | 08/27/2012 | Customer Dispute | Denied | $5,232.12 | $0.00 | See FINRA Report |
| Matthew Wayne Anderson | 4783763 | 7 | 08/23/2012 | Customer Dispute | Settled | $675,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Welsh | 2846367 | 1 | 08/23/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George S Prattos | 1278811 | 1 | 08/23/2012 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |