Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Edward Yellovich | 1992196 | 2 | 10/12/2012 | Customer Dispute | Award / Judgment | $21,867.30 | $5,466.82 | See FINRA Report |
| Fausto Pereira Lima | 2529072 | 1 | 10/10/2012 | Customer Dispute | Settled | $7,416,170.00 | $0.00 | See FINRA Report |
| William Ferdinand Eberhart | 2674196 | 1 | 10/09/2012 | Customer Dispute | Denied | $16,587.30 | $0.00 | See FINRA Report |
| Christopher Boon Leng Hoe | 5278870 | 1 | 10/01/2012 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Steven J Lederer | 2261151 | 1 | 09/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Carrera | 1688835 | 1 | 09/28/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Ray Cotto | 1663495 | 7 | 09/21/2012 | Customer Dispute | Denied | $39,586.60 | $0.00 | See FINRA Report |
| James Duffy | 1652887 | 4 | 09/19/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerrad Dalon Burford | 2199962 | 3 | 09/17/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Cheston Berlin | 2748592 | 1 | 09/14/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |