Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jefferey H Biederman | 2815988 | 1 | 11/21/2012 | Customer Dispute | Settled | $257,058.00 | $0.00 | See FINRA Report |
| Dennis Mitchell Schwary | 416515 | 8 | 11/19/2012 | Customer Dispute | Settled | $110,545.00 | $0.00 | See FINRA Report |
| David Howard Bail | 2084036 | 1 | 11/14/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jesse Blount | 1398846 | 4 | 11/14/2012 | Customer Dispute | Settled | $27,159.20 | $0.00 | See FINRA Report |
| Bruce Randolph Seligman | 418469 | 6 | 11/12/2012 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| April Latimer Heron | 1901227 | 3 | 10/29/2012 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| John Albert Harvey | 4361809 | 2 | 10/25/2012 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| Andrew Freeman Dilts | 5495277 | 1 | 10/18/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Phylander Duckworth | 707781 | 3 | 10/18/2012 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Janet Robin Malachowsky | 5752904 | 1 | 10/12/2012 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |