Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Eric Monken | 5765921 | 2 | 07/24/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Paul Schlett | 2111952 | 4 | 07/20/2023 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Brad Russell Burton | 5956094 | 1 | 07/19/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Talal Bazzi | 6800599 | 1 | 07/19/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Earl Hedgspeth | 7081984 | 1 | 07/18/2023 | Customer Dispute | Settled | $30,216.00 | $0.00 | See FINRA Report |
| Michael John Weiss | 1382516 | 2 | 07/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Brian Kleiner | 4135180 | 3 | 07/13/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Gregory Robert Sain | 1629842 | 4 | 07/12/2023 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Marcus F Kline | 2661830 | 1 | 07/11/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Eric Harrison | 6149374 | 1 | 07/11/2023 | Customer Dispute | Pending | $260,000.00 | $0.00 | See FINRA Report |