Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristina Mae Dinglasa Buck | 7228698 | 1 | 12/02/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Calvin Jacobs | 6196029 | 1 | 07/15/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank A Chisholm | 7313091 | 1 | 05/16/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Foo | 5854202 | 1 | 02/14/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Tilghman Tuebner | 6514023 | 1 | 09/07/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason J Won | 6117544 | 1 | 08/25/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip D McCarroll | 6530240 | 1 | 08/05/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Forrest T Magee | 7514073 | 1 | 04/05/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Matthew Cruse | 1381620 | 2 | 04/02/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rosa E Devito | 6605695 | 1 | 03/15/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |