Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Ignatius Pfizenmayer | 2106158 | 2 | 10/13/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dennis Cutrone | 2942376 | 2 | 10/07/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| S Craig Dunbar | 1457013 | 1 | 10/07/2008 | Customer Dispute | Closed-No Action | $1,380,000.00 | $0.00 | See FINRA Report |
| Rodrigo Mendes | 2948279 | 5 | 09/25/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Larry Clifford Bluhm | 2496099 | 1 | 09/24/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Heun | 721284 | 3 | 09/24/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ralph A Jackson | 1569213 | 5 | 08/22/2008 | Customer Dispute | Closed-No Action | $1,062,590.00 | $0.00 | See FINRA Report |
| Michael William Troncale | 2148068 | 1 | 08/07/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Rulison | 407131 | 5 | 08/01/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Spahn | 2174475 | 1 | 05/01/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |