Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Alan Barnard | 1546094 | 1 | 11/26/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vincent Joseph Daigneault | 1911428 | 3 | 11/14/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Michael McNew | 4216159 | 1 | 10/29/2008 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Jennifer Antoinette Segura | 2781301 | 2 | 10/29/2008 | Customer Dispute | Closed-No Action | $166,554.00 | $0.00 | See FINRA Report |
| Shawn Paul Greseth | 2623804 | 2 | 10/24/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Philip David Stair | 4645877 | 2 | 10/20/2008 | Customer Dispute | Closed-No Action | $38,885.00 | $0.00 | See FINRA Report |
| Timothy Howard Peach | 4982878 | 1 | 10/20/2008 | Customer Dispute | Closed-No Action | $79,000.00 | $0.00 | See FINRA Report |
| Jason Derek Devito | 2910316 | 1 | 10/17/2008 | Customer Dispute | Closed-No Action | $22,700.00 | $0.00 | See FINRA Report |
| Fred Marshall Gober | 2118842 | 1 | 10/16/2008 | Customer Dispute | Closed-No Action | $73,803.00 | $0.00 | See FINRA Report |
| James Ignatius Pfizenmayer | 2106158 | 2 | 10/13/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |