Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Polonsky | 2242468 | 4 | 03/10/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Robert Wilmoth | 2535846 | 1 | 02/23/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Kal Viljo Jamsa | 703604 | 3 | 02/17/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joy Daye Northam | 2192007 | 4 | 02/09/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Roger Corley | 1873369 | 2 | 02/02/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Catherine A Cole | 2626106 | 1 | 01/23/2009 | Customer Dispute | Closed-No Action | $63,750.00 | $0.00 | See FINRA Report |
| Agustin Elias | 4531608 | 1 | 01/09/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Fernando Camou Parada | 2865995 | 2 | 01/09/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven John Mobberley | 2021884 | 2 | 12/23/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephanie E Green | 4292069 | 2 | 12/04/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |