Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Ward Elliott | 1032944 | 2 | 06/25/2009 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| George Mon Chan | 1425369 | 2 | 05/07/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Claudia Victoria Martinez | 2886367 | 1 | 04/13/2009 | Customer Dispute | Closed-No Action | $102,283.00 | $0.00 | See FINRA Report |
| Michael John Graziano | 1515890 | 1 | 04/07/2009 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Joseph Charles Vinciguerra | 1832887 | 2 | 03/11/2009 | Customer Dispute | Closed-No Action | $50,578.00 | $0.00 | See FINRA Report |
| James Polonsky | 2242468 | 4 | 03/10/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Robert Wilmoth | 2535846 | 1 | 02/23/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Kal Viljo Jamsa | 703604 | 3 | 02/17/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joy Daye Northam | 2192007 | 4 | 02/09/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Roger Corley | 1873369 | 2 | 02/02/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |