Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William J Knowles | 722147 | 2 | 09/28/2009 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| John Hugo Delahaye | 841977 | 1 | 09/14/2009 | Customer Dispute | Closed-No Action | $1,000,000.00 | $0.00 | See FINRA Report |
| Lori Ann Monaco | 1452197 | 1 | 08/20/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Anthony Walla | 1199904 | 2 | 08/12/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Lane Gardner | 1295447 | 1 | 07/06/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Dennis O'Neill | 1016604 | 1 | 07/06/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Ward Elliott | 1032944 | 2 | 06/25/2009 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Claudia Victoria Martinez | 2886367 | 1 | 04/13/2009 | Customer Dispute | Closed-No Action | $102,283.00 | $0.00 | See FINRA Report |
| Michael John Graziano | 1515890 | 1 | 04/07/2009 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Joseph Charles Vinciguerra | 1832887 | 2 | 03/11/2009 | Customer Dispute | Closed-No Action | $50,578.00 | $0.00 | See FINRA Report |