Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Alan Altemose | 2513396 | 1 | 06/11/2012 | Customer Dispute | Closed-No Action | $225,000.00 | $0.00 | See FINRA Report |
| James Dunegan Harris | 833083 | 2 | 02/08/2012 | Customer Dispute | Closed-No Action | $318,425.00 | $0.00 | See FINRA Report |
| Charles Dewey Riggs | 4702513 | 1 | 01/27/2012 | Customer Dispute | Closed-No Action | $88,358.50 | $0.00 | See FINRA Report |
| Murray Snow | 1810409 | 1 | 10/21/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Olga Ryzowy | 4306571 | 1 | 10/20/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lebbeus Woods | 2471313 | 1 | 08/09/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ray Garnica | 4322458 | 1 | 02/03/2011 | Customer Dispute | Closed-No Action | $4,000,000.00 | $0.00 | See FINRA Report |
| Micah Thomas Shields | 4674980 | 1 | 08/25/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Nora Scott Buscema | 4059273 | 2 | 08/02/2010 | Customer Dispute | Closed-No Action | $95,000.00 | $0.00 | See FINRA Report |
| James Michael Molinaro | 827834 | 5 | 07/30/2010 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |