Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleen M Demarco | 3266700 | 1 | 12/01/2015 | Customer Dispute | Closed-No Action | $2,200,000.00 | $0.00 | See FINRA Report |
| Adriana Teresa Santoni | 2786747 | 1 | 11/18/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Millard Friedman | 2334065 | 2 | 12/17/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mario Omar Martinez Chavez | 5195893 | 3 | 11/06/2013 | Customer Dispute | Closed-No Action | $119,375.00 | $0.00 | See FINRA Report |
| Harsh B Jayaswal | 5132334 | 4 | 09/04/2012 | Customer Dispute | Closed-No Action | $492,674.00 | $0.00 | See FINRA Report |
| John Calandro | 712706 | 1 | 07/10/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin Calandro | 1459109 | 5 | 07/10/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Altemose | 2513396 | 1 | 06/11/2012 | Customer Dispute | Closed-No Action | $225,000.00 | $0.00 | See FINRA Report |
| James Dunegan Harris | 833083 | 2 | 02/08/2012 | Customer Dispute | Closed-No Action | $318,425.00 | $0.00 | See FINRA Report |
| Charles Dewey Riggs | 4702513 | 1 | 01/27/2012 | Customer Dispute | Closed-No Action | $88,358.50 | $0.00 | See FINRA Report |