Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Drew Randall Pickard | 2387742 | 5 | 11/24/1997 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 11/21/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Chin Won | 1497023 | 4 | 09/03/1997 | Customer Dispute | Closed-No Action | $27,768.10 | $0.00 | See FINRA Report |