Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Bernard Madzin | 1289480 | 8 | 05/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Bernard Madzin | 1289480 | 8 | 05/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Roy Albanese | 2106474 | 1 | 05/01/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Judy L Eig | 2695814 | 2 | 04/15/1998 | Customer Dispute | Closed-No Action | $9,200.00 | $0.00 | See FINRA Report |
| Michael Edward Rulison | 407131 | 5 | 03/31/1998 | Customer Dispute | Closed-No Action | $27,519.00 | $0.00 | See FINRA Report |
| Frank Alan Siegal | 1523973 | 1 | 03/30/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kathryn A Castelli | 1731070 | 2 | 02/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Ray Cotto | 1663495 | 7 | 01/06/1998 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Manuel Antonio Rivero | 1902455 | 3 | 12/22/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Thomas Flacco | 1403768 | 7 | 12/16/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |