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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 311-320 out of 333 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David D Doll2044885112/15/1998Customer DisputeClosed-No Action$8,000.00$0.00See FINRA Report
Seth Lawrence Hart2287054611/10/1998Customer DisputeClosed-No Action$60,000.00$0.00See FINRA Report
Vincenzo Costanzo2034704409/16/1998Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Walter Josef Tuer2098245309/15/1998Customer DisputeClosed-No Action$8,000.00$0.00See FINRA Report
Brian Joseph Bubnis34133308/24/1998Customer DisputeClosed-No Action$30,528.00$0.00See FINRA Report
Andrew James Dill2152878308/21/1998Customer DisputeClosed-No Action$11,600.00$0.00See FINRA Report
Michael Anthony Cassa2575236208/05/1998Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Joseph Mark Silverman424091506/26/1998Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Kevin Michael Turnock2610475106/03/1998Customer DisputeClosed-No Action$60,000.00$0.00See FINRA Report
John Bernard Madzin1289480805/13/1998Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

333 Results

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