Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David D Doll | 2044885 | 1 | 12/15/1998 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
Seth Lawrence Hart | 2287054 | 6 | 11/10/1998 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
Vincenzo Costanzo | 2034704 | 4 | 09/16/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Walter Josef Tuer | 2098245 | 3 | 09/15/1998 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
Brian Joseph Bubnis | 34133 | 3 | 08/24/1998 | Customer Dispute | Closed-No Action | $30,528.00 | $0.00 | See FINRA Report |
Andrew James Dill | 2152878 | 3 | 08/21/1998 | Customer Dispute | Closed-No Action | $11,600.00 | $0.00 | See FINRA Report |
Michael Anthony Cassa | 2575236 | 2 | 08/05/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Joseph Mark Silverman | 424091 | 5 | 06/26/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Kevin Michael Turnock | 2610475 | 1 | 06/03/1998 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
John Bernard Madzin | 1289480 | 8 | 05/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |