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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 301-310 out of 333 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas Craig Bonds1867556501/26/2000Customer DisputeClosed-No Action$7,802.66$0.00See FINRA Report
George Ralph Smith2250801201/24/2000Customer DisputeClosed-No Action$39,606.80$0.00See FINRA Report
Stephen Donald MacKo2520638112/21/1999Customer DisputeClosed-No Action$7,350.00$0.00See FINRA Report
Andrew James Dill2152878311/30/1999Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Larry David Selzer1752635210/20/1999Customer DisputeClosed-No Action$270,000.00$0.00See FINRA Report
Stephen Starling Vise455052105/10/1999Customer DisputeClosed-No Action$35,124.80$0.00See FINRA Report
James Daniel Schenk2185026104/29/1999Customer DisputeClosed-No Action$100,000.00$0.00See FINRA Report
Daniel Eric Marting2380678104/07/1999Customer DisputeClosed-No Action$136,224.00$0.00See FINRA Report
Jason Edward Silva2775097103/31/1999Customer DisputeClosed-No Action$15,000.00$0.00See FINRA Report
Gregg William Gravenstine1762521412/23/1998Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

333 Results

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