Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas Craig Bonds | 1867556 | 5 | 01/26/2000 | Customer Dispute | Closed-No Action | $7,802.66 | $0.00 | See FINRA Report |
George Ralph Smith | 2250801 | 2 | 01/24/2000 | Customer Dispute | Closed-No Action | $39,606.80 | $0.00 | See FINRA Report |
Stephen Donald MacKo | 2520638 | 1 | 12/21/1999 | Customer Dispute | Closed-No Action | $7,350.00 | $0.00 | See FINRA Report |
Andrew James Dill | 2152878 | 3 | 11/30/1999 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Larry David Selzer | 1752635 | 2 | 10/20/1999 | Customer Dispute | Closed-No Action | $270,000.00 | $0.00 | See FINRA Report |
Stephen Starling Vise | 455052 | 1 | 05/10/1999 | Customer Dispute | Closed-No Action | $35,124.80 | $0.00 | See FINRA Report |
James Daniel Schenk | 2185026 | 1 | 04/29/1999 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
Daniel Eric Marting | 2380678 | 1 | 04/07/1999 | Customer Dispute | Closed-No Action | $136,224.00 | $0.00 | See FINRA Report |
Jason Edward Silva | 2775097 | 1 | 03/31/1999 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
Gregg William Gravenstine | 1762521 | 4 | 12/23/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |