Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan David Tom | 2589962 | 3 | 07/13/2000 | Customer Dispute | Closed-No Action | $110,000.00 | $0.00 | See FINRA Report |
| Hugh James Fisher | 2352344 | 3 | 07/05/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew C Black | 1627800 | 1 | 07/05/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Calvin Tatkwan Watt | 3019718 | 1 | 06/05/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Timothy Robert Dixon | 2779268 | 4 | 06/01/2000 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| David J Donovan | 1294119 | 2 | 04/19/2000 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Christopher Scott Tritsch | 1803673 | 2 | 04/18/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Walter R Trapp | 723518 | 1 | 04/04/2000 | Customer Dispute | Closed-No Action | $534,055.00 | $0.00 | See FINRA Report |
| George Keener Gill | 2726318 | 1 | 03/13/2000 | Customer Dispute | Closed-No Action | $12,051.00 | $0.00 | See FINRA Report |
| Bonnie Lynn Krosin | 2011253 | 1 | 03/10/2000 | Customer Dispute | Closed-No Action | $128,000.00 | $0.00 | See FINRA Report |