Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Douglas Banning | 2308851 | 1 | 02/21/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jane Alice Stevens | 6118506 | 1 | 02/15/2016 | Customer Dispute | Closed-No Action | $5,179.05 | $0.00 | See FINRA Report |
| Joshua Ryan McFerron | 4454740 | 2 | 12/22/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kathleen M Demarco | 3266700 | 1 | 12/01/2015 | Customer Dispute | Closed-No Action | $2,200,000.00 | $0.00 | See FINRA Report |
| Adriana Teresa Santoni | 2786747 | 1 | 11/18/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mario Omar Martinez Chavez | 5195893 | 3 | 11/06/2013 | Customer Dispute | Closed-No Action | $119,375.00 | $0.00 | See FINRA Report |
| Stephen K Heiden | 5278114 | 2 | 11/20/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Harsh B Jayaswal | 5132334 | 4 | 09/04/2012 | Customer Dispute | Closed-No Action | $492,674.00 | $0.00 | See FINRA Report |
| Kevin Calandro | 1459109 | 5 | 07/10/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Calandro | 712706 | 1 | 07/10/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |