Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Edward Nance | 1995912 | 1 | 06/13/2017 | Customer Dispute | Closed-No Action | $524,344.00 | $0.00 | See FINRA Report |
| Brandon M Cable | 3054620 | 2 | 06/09/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard T Burns | 3024029 | 2 | 04/20/2017 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 01/19/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Vincent Pucciarelli | 731754 | 2 | 10/19/2016 | Customer Dispute | Closed-No Action | $35,418.00 | $0.00 | See FINRA Report |
| George Stone | 6150265 | 1 | 07/06/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Moira L Patterson | 4275847 | 1 | 05/19/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jack Douglas Banning | 2308851 | 1 | 02/21/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jane Alice Stevens | 6118506 | 1 | 02/15/2016 | Customer Dispute | Closed-No Action | $5,179.05 | $0.00 | See FINRA Report |
| Joshua Ryan McFerron | 4454740 | 2 | 12/22/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |