Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
George Dominic Marateo | 866558 | 2 | 12/18/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Kevin Dean Riskevich | 2736387 | 1 | 12/12/2000 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
Stephen Dewitt Daughdrill | 823423 | 4 | 11/29/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Jonathan Richard Bernstein | 20047 | 2 | 11/17/2000 | Customer Dispute | Closed-No Action | $30,400.00 | $0.00 | See FINRA Report |
Bart Samuel Cohodas | 2376999 | 1 | 10/20/2000 | Customer Dispute | Closed-No Action | $13,000.00 | $0.00 | See FINRA Report |
Brie Kay Edmunds | 2845148 | 1 | 09/14/2000 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
Todd C Gray | 2300742 | 3 | 08/30/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Michael Robin Romance | 2682093 | 3 | 08/22/2000 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
James K Nicholas | 347528 | 2 | 08/11/2000 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
Robert John Coronel | 2126831 | 8 | 07/27/2000 | Customer Dispute | Closed-No Action | $20,469.00 | $0.00 | See FINRA Report |