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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 281-290 out of 333 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
George Dominic Marateo866558212/18/2000Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Kevin Dean Riskevich2736387112/12/2000Customer DisputeClosed-No Action$60,000.00$0.00See FINRA Report
Stephen Dewitt Daughdrill823423411/29/2000Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Jonathan Richard Bernstein20047211/17/2000Customer DisputeClosed-No Action$30,400.00$0.00See FINRA Report
Bart Samuel Cohodas2376999110/20/2000Customer DisputeClosed-No Action$13,000.00$0.00See FINRA Report
Brie Kay Edmunds2845148109/14/2000Customer DisputeClosed-No Action$16,000.00$0.00See FINRA Report
Todd C Gray2300742308/30/2000Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Michael Robin Romance2682093308/22/2000Customer DisputeClosed-No Action$30,000.00$0.00See FINRA Report
James K Nicholas347528208/11/2000Customer DisputeClosed-No Action$200,000.00$0.00See FINRA Report
Robert John Coronel2126831807/27/2000Customer DisputeClosed-No Action$20,469.00$0.00See FINRA Report

333 Results

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