Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Peter Leasca | 1222520 | 1 | 03/09/2001 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Michael Gene Sperlinga | 2471775 | 10 | 02/19/2001 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Cregan | 2623911 | 2 | 02/16/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Bradburn | 2990994 | 1 | 01/24/2001 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Robert Jarvis | 1585921 | 2 | 01/11/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Frank Johnston | 867418 | 3 | 01/11/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Louis Sack | 716953 | 5 | 01/08/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Fezza | 1133552 | 5 | 12/29/2000 | Customer Dispute | Closed-No Action | $91,788.00 | $0.00 | See FINRA Report |
| Paul Joseph Brent | 2470612 | 1 | 12/21/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Louis Sack | 716953 | 5 | 12/20/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |