Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick J Aubry | 1356325 | 2 | 05/06/2001 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Salvador Freitas Lancaster | 2515181 | 1 | 05/01/2001 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Dennis Mitchell Schwary | 416515 | 8 | 04/17/2001 | Customer Dispute | Closed-No Action | $2,000,000.00 | $0.00 | See FINRA Report |
| Paul C Hebert | 3148471 | 2 | 04/11/2001 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Kevin Francis Early | 846009 | 1 | 04/03/2001 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Michael Thomas Bruce | 1621499 | 1 | 03/27/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Anthony William Smith | 2883128 | 3 | 03/19/2001 | Customer Dispute | Closed-No Action | $53,000.00 | $0.00 | See FINRA Report |
| William Pelham McNulty | 2376997 | 1 | 03/19/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Edward Croasdaile | 1600008 | 1 | 03/19/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Gene Sperlinga | 2471775 | 10 | 03/14/2001 | Customer Dispute | Closed-No Action | $93,000.00 | $0.00 | See FINRA Report |