Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Thomas Steck | 1094342 | 7 | 07/23/2001 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| David Ross Searcy | 2264199 | 5 | 07/09/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gerard Ronald Tischio | 1220098 | 1 | 07/06/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cathy Davies-Harmon | 1413747 | 3 | 06/29/2001 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Robert Allen Hickey | 2947030 | 5 | 06/26/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Davida A Wilson | 1556642 | 1 | 06/25/2001 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| James Ray Cotto | 1663495 | 7 | 06/11/2001 | Customer Dispute | Closed-No Action | $209,000.00 | $0.00 | See FINRA Report |
| James C Waddell | 730834 | 5 | 06/08/2001 | Customer Dispute | Closed-No Action | $183,665.00 | $0.00 | See FINRA Report |
| Stacy E Bledsoe | 2261265 | 1 | 06/04/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William H Waggoner | 2808328 | 1 | 06/01/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |